Capital, Finance, Wealth & Statutory Lending · Corporate Naming Intelligence
Hong Kong Asset Management Corporate Directory
Statutory Licensed Sector
100 Registered Entities
86HC Statutory Naming & Admittance Essence
Pursuant to Cap. 571 SFO, entities conducting portfolio management or offshore fund operations must hold an SFC Type 9 licence.
Statutory Basis & Admittance
Legal Reference: Cap. 571 Securities and Futures Ordinance (Type 9 Regulated Activity)
Regulatory Tier:
Statutory Licence Required
Due Diligence & Verification Focus
Cross-examine SFC Public Register for Type 9 regulated activity, CE Number, and Responsible Officers (RO).
Statutory Regulatory Authority
Regulated business activities under this title align with official regulatory registers.
View Official Licensed Register (SFC)Frequently Asked Questions on Hong Kong "Asset Management" Entities
Q1: What are the statutory requirements for incorporating a "Asset Management" entity in Hong Kong?
A: Pursuant to Cap. 571 SFO, entities conducting portfolio management or offshore fund operations must hold an SFC Type 9 licence.
Q2: How to conduct anti-fraud due diligence on "Asset Management" entities before business cooperation?
A: Cross-examine SFC Public Register for Type 9 regulated activity, CE Number, and Responsible Officers (RO). In addition, it is strongly advised to inspect the latest Annual Return and Certified True Copy (CTC) of the Business Registration Certificate.
Q3: If a "Asset Management" entity shows status "Dissolved", does it still hold due diligence value?
A: It retains significant legal verification and historical credit tracing value. For dissolved entities with historical litigation, debt disputes, or trademark squatting, historical directors registers, Articles of Association, and official winding-up dossiers remain accessible via 86hc.