TOPIC 02 · FAMILY-OFFICE-CIES

Hong Kong Family Office & Capital Investment Entrant Scheme (CIES) Corporate Directory & Search

Single Family Offices (SFO), Multi-Family Offices (MFO), Family-owned Investment Holding Vehicles (FIHV), Special Purpose Entities (SPE), and New CIES applicants.
Indexed Entities: 2,008 Corps

Explore Hong Kong Family Offices and New CIES vehicles on 86hc.com. Verify Schedule 16E profits tax concession qualifications, SFC Type 9 licenses, FIHV structures, and registry filings.

Statutory Basis:Inland Revenue Ordinance Schedule 16E (Tax Concessions) & New CIES Rules
Directory Scope:Single Family Offices (SFO) · Multi-Family Offices (MFO) · FIHV & SPE Vehicles
Due Diligence:HK$240M AUM Eligibility · Normal Management Control · SFC Type 4/9 Vetting
Risk Radar:Substance Over Form Auditing · Aggressive Tax Schemes · Non-Qualifying Assets
Legal Support:Statutory Filing Dossiers · UBO Registers · Practising CPA Certified True Copies

Hong Kong Family Office & Capital Investment Entrant Scheme (CIES) Representative Corporations

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Hong Kong Family Office & Capital Investment Entrant Scheme (CIES) Statutory Due Diligence & Legal Guide

01Hong Kong Family Office Tax Concession Framework (Schedule 16E) & HK$240M AUM Criteria

Under the Inland Revenue Ordinance (Cap. 112) Schedule 16E, eligible Family-owned Investment Holding Vehicles (FIHVs) managed by an eligible Single Family Office in Hong Kong enjoy a 0% profits tax concession on qualifying transactions, subject to meeting the HK$240M minimum asset threshold and substance requirements.

02New Capital Investment Entrant Scheme (New CIES) HK$30M Portfolio Structuring & FIHV Integration

The New CIES requires eligible high-net-worth investors to commit at least HK$30M in permissible investment assets. We provide full corporate structuring transparency linking CIES portfolio investments with Hong Kong family office and holding corporate vehicles.

03Single Family Office (SFO) vs Multi-Family Office (MFO) Licensing Boundaries (SFC Type 4/9 Vetting)

While genuine Single Family Offices managing exclusively family assets are generally exempt from SFC licensing, Multi-Family Offices (MFOs) providing services to third parties must hold SFC Type 9 (Asset Management) and Type 4 (Advising on Securities) licences. Penetrate corporate registration records to confirm regulatory standing.

04Beneficial Ownership & Statutory Filing Due Diligence (Form NAR1, Register of Significant Controllers)

Verify top-tier trust arrangements, intermediate holding structures, and ultimate beneficial ownership (UBO) through certified Form NAR1 Annual Returns, Significant Controllers Registers (SCR), and official Companies Registry documents.

05Private Banking & Asset Custody Compliance Dossiers (Hong Kong Practising CPA CTC Verification)

Expedite onboarding with premier private banks (UBS, HSBC Private Bank, Morgan Stanley) and institutional custodians by obtaining Hong Kong Practising CPA Certified True Copies (CTC) and comprehensive due diligence packs.

Hong Kong Family Office & Capital Investment Entrant Scheme (CIES) Due Diligence & Registry FAQs

What are the core requirements for a Hong Kong Family Office to qualify for the 0% profits tax concession under Schedule 16E?
Under Schedule 16E of the Inland Revenue Ordinance, the Family-owned Investment Holding Vehicle (FIHV) must be managed by an eligible Single Family Office (SFO) in Hong Kong, satisfy the minimum aggregate net asset value threshold of HK$240 million, employ at least 2 full-time qualified staff in Hong Kong, and incur at least HK$2 million in annual operating expenditure.
Does a Single Family Office (SFO) need an SFC Type 9 asset management licence?
Generally no, provided the SFO exclusively manages the assets of members of a single family and does not provide investment advisory or discretionary management services to external clients or third parties. If services are offered to unrelated families, an SFC Type 9 (and potentially Type 4) licence is mandatory.
How does the New Capital Investment Entrant Scheme (New CIES) interact with Hong Kong family holding vehicles?
Under the New CIES, applicants investing HK$30 million in permissible investment assets (such as equities, bonds, and HK$3M in the CIES Investment Portfolio) may hold permissible financial assets through an eligible wholly-owned Hong Kong private company or FIHV, creating synergy between residency and family asset management.
How can commercial partners verify the authentic establishment of a Hong Kong family office?
Through 86hc.com, you can examine the firm's Business Registration Certificate (BR), Form NAR1 Annual Return, director identities, and registered office address. While private family trusts are not publicly filed, the operating and holding corporate entities must maintain active registry status.
What is the role of a Special Purpose Entity (SPE) in a family office structure?
An SPE is typically established underneath an FIHV to hold specific real estate, private equity, or intellectual property investments. Under Schedule 16E, eligible SPEs can also benefit from tax concessions proportional to the FIHV's qualifying ownership percentage.
Why is a Practising CPA Certified True Copy (CTC) critical for family office private banking setup?
Private banks subject family offices to rigorous Know-Your-Customer (KYC) scrutiny. A Certified True Copy authenticated by a Hong Kong Practising Certified Public Accountant guarantees document authenticity and satisfies private wealth management AML compliance standards.
What red flags should investors watch out for regarding unauthorized 'Family Office' branding?
Look out for firms claiming to manage tens of billions in family wealth while registered at virtual addresses with zero capital, or firms offering retail financial products under an SFO guise without SFC licensing.