I. Corporate Profile & Historical SFC Licensing Status (Deregistered)
| Official Chinese Name | 富健資本有限公司 | Official English Name | Robustus Capital Limited |
|---|---|---|---|
| Business Reg No. (BRN) | 73702380 | Company Reg No. (CRN) | 3118880 |
| Company Category | Private company limited by shares | Incorporation Date | 2022-01-06 |
| Current Legal Status | Live | Statutory Filing Cycle | 2026-01-06 |
| Registered Office Address | ROOM 1003-1005, 10/F, F., SHUI ON CENTRE, 6-8 HARBOUR ROAD, WAN CHAI, HONG KONGShui On Centre · View Co-Located Entities → | ||
| Significant Controllers (SCR) | Pursuant to Part 12 Division 2A of Cap. 622, SCR registers are kept at the registered office. Penetration of ultimate beneficial owners (UBO) and offshore holding hierarchies available via comprehensive Due Diligence Report. | ||
II. SFC Licensed Corporation Document Retrieval (Annual Return NAR1 / Articles / ND2A / CTC)
| Document Name | Action |
|---|---|
ND2B- Notice of Change of Company Secretary and Director (Particulars) | |
ND2A- Notice of Change of Company Secretary and Director | |
NNC1- Incorporation Form (Company Limited by Shares) | |
A&AArticles of Association (A&A) | |
CICertificate of Incorporation (CI) |
III. Historical SFC Entity Due Diligence & Cessation Risk Screening (License Lapsed, RO Resignation & Winding-up Petitions)
IV. SFC License Cessation & Historical Compliance FAQ
Does Robustus Capital Limited hold a valid Securities and Futures Commission (SFC) licence in Hong Kong? What is its regulatory compliance status?
No longer active. According to the Public Register of Licensed Persons and Registered Institutions maintained by the SFC, Robustus Capital Limited previously held an SFC regulatory licence (Central Entity CE No.: BSG473). While the corporate entity remains registered and active [Live] in the Companies Registry, its statutory SFC financial licence has ceased and is currently [Ceased / De-registered] (Verified: January 2022).
What regulated activities is Robustus Capital Limited licensed to conduct in Hong Kong? (e.g., Type 9 Asset Management, Type 1 Securities, Type 4 Advisory)
Under the Securities and Futures Ordinance (Cap. 571), the SFC classifies regulated activities into 10 distinct classes. Key classes include: Type 9 (Asset Management: managing mutual/private equity funds, hedge funds, and discretionary family office mandates), Type 1 (Dealing in Securities: brokerage and placing), Type 4 (Advising on Securities: investment research and advisory), and Type 6 (Advising on Corporate Finance: IPO sponsor). A licensed corporation must strictly operate within its approved regulated activities and comply with specific licensing conditions (e.g., prohibition against holding client assets or serving professional investors only). 86hc.com cross-checks the SFC Public Register to verify the precise scope of authorized activities and restrictions for Robustus Capital Limited.
Who are the SFC-approved Responsible Officers (RO) of Robustus Capital Limited? What are the statutory requirements under the Dual-RO rule?
Under Section 125 of the Securities and Futures Ordinance (Cap. 571), the SFC enforces a strict 'Dual Responsible Officer (RO)' regime: every licensed corporation must appoint at least two SFC-approved Responsible Officers for each regulated activity it conducts, with at least one RO ordinarily resident in Hong Kong and possessing executive director authority. Responsible Officers bear personal statutory accountability for the firm's compliance, operational safety, and risk management. If a licensed firm experiences key RO resignations causing the number of active ROs to drop below two, the SFC may suspend the firm's licence or prohibit onboarding new accounts. 86hc.com verifies the RO roster, executive management appointments, and licensed representatives for Robustus Capital Limited.
How to retrieve the latest statutory Annual Return (NAR1) and Director Change Form (ND2A) for Robustus Capital Limited?
Through 86hc.com's direct registry retrieval system, you can instantly inspect and retrieve the full statutory filings for Robustus Capital Limited deposited at the Hong Kong Companies Registry. Essential statutory records include: 1. Latest Annual Return (Form NAR1), comprehensively disclosing paid-up share capital, ultimate shareholder equity allotment, current registered director register, and company secretary; 2. Notification of Change of Secretary and Director (Form ND2A), tracing executive board adjustments; 3. Articles of Association. All official document images retrieved via 86hc.com feature official ICRIS registry barcodes guaranteeing 100% authenticity, and support Certified True Copies (CTC) signed by practicing Hong Kong CPAs for private banking KYC and institutional compliance.
What disciplinary powers does the SFC hold against non-compliant entities? Has Robustus Capital Limited been subject to public reprimands or enforcement actions?
Under Part IX of the Securities and Futures Ordinance (Cap. 571), the SFC possesses comprehensive statutory enforcement powers. For regulatory breaches—such as market misconduct, insider dealing, client asset mishandling, or AML internal control failures—the SFC may impose five statutory disciplinary sanctions: public or private reprimands, licence suspensions or full revocations, prohibition orders disqualifying individuals from the industry, and administrative fines of up to HK$10,000,000 or three times the profit gained or loss avoided. Furthermore, under Section 114 of Cap. 571, carrying on regulated activities without a licence is a serious criminal offence punishable by fines up to HK$5,000,000 and 7 years' imprisonment. Cross-referencing official SFC enforcement records on 86hc.com confirms that Robustus Capital Limited currently has no active disciplinary orders or sanctions on file; however, its statutory SFC licence has ceased and is currently de-registered.
How to obtain official due diligence search reports, Business Registration Certificate, and CPA Certified True Copies (CTC) for Robustus Capital Limited?
You can initiate fast-track due diligence and document verification directly on 86hc.com. Connecting directly with the Hong Kong Companies Registry ICRIS system, Inland Revenue Department Business Registration Office, and SFC Public Register, 86hc.com provides fully digitized statutory fulfillment: 1. [Official Registry Search Reports]: Complete statutory corporate extract bearing official watermarks and unique search dockets; 2. [Business Registration Certificate (BRC) Extract]: Validating tax registration legitimacy and authorized trade names; 3. [Statutory Image Dossier]: Direct retrieval of official image records (Form NAR1, Form ND2A, Articles); 4. [Hong Kong Practising CPA Certified True Copies (CTC)]: Certified, signed, and stamped page-by-page by qualified Hong Kong Practising Certified Public Accountants, 100% compliant with institutional private banking KYC, global custodian onboarding, and regulatory submissions.
