BUSINESS REGISTRATION NUMBER
BRN 10569424

NatWest Markets Securities Japan Limited

Registry Verified: 2026-08-23

Jurisdiction: Hong Kong, China

NatWest Markets Securities Japan Limited is a Hong Kong corporation duly incorporated under the Companies Ordinance (Cap. 622), legally classified as a Private company limited by shares. Its official Company Registration Number (CR No. / CRN) is 0170798, and Business Registration Number (BRN) is 10569424. Incorporated on 1986-06-24, the entity has maintained continuous statutory operations for 40 years and 4 months, currently holding an active legal status of Live. The registered office is situated at ROOM 1910, 19/F, LEE GARDEN ONE, 33 HYSAN AVENUE, CAUSEWAY BAY, HONG KONG. In terms of judicial records, Hong Kong court registers show 1 public court dockets associated with this corporation (no compulsory winding-up petitions on file; detailed case dockets are archived in the due diligence report).

I. Statutory Registry Records & Hong Kong Shelf & Vintage Firms Background Verification

Official Chinese Name	— (No Chinese name registered)	Official English Name	NatWest Markets Securities Japan Limited
Name Evolution （5 Former Names）	1986-06-24 Founding Incorp. Name COUNTY SECURITIES JAPAN LIMITED 1987-06-02 Former Name 1 COUNTY NATWEST SECURITIES JAPAN LIMITED 1995-08-22 Former Name 2 NATWEST SECURITIES JAPAN LIMITED 1998-10-14 Former Name 3 GREENWICH NATWEST SECURITIES JAPAN LIMITED 2001-03-30 Former Name 4 RBS SECURITIES JAPAN LIMITED 2018-04-30 Current Legal Name NatWest Markets Securities Japan Limited
Company Reg No. (CRN)	0170798	Business Reg No. (BRN / UBI)	10569424 HK Unique Business ID · US IRS Form W-8BEN-E Foreign TIN
Incorporation Date	1986-06-24	Company Category	Private company limited by shares
Current Legal Status	Live	Statutory Filing Cycle	2026-06-24(Current Cycle Pending Check)

Registered Office Address	ROOM 1910, 19/F, LEE GARDEN ONE, 33 HYSAN AVENUE, CAUSEWAY BAY, HONG KONGLee Garden One · Causeway Bay · 12,430 Co-Located Entities →
Significant Controllers (SCR)	Statutorily maintained. To penetrate ultimate beneficial owners (UBO) and holding structures, please apply for a Due Diligence Report.

#	Filing Date	Document No.	Document Name	Pages	Tariff	Action
No statutory filings indexed yet Online ICRIS filing index is pending synchronization with the Companies Registry; request expedited manual retrieval from our licensed TCSP (TC006431) desk if needed.

III. Commercial Due Diligence & Regulatory Risk Screening

Statutory Licences (32 Regulators) Standard Entity

No statutory licences registered under 32 Hong Kong regulators (Standard Commercial Corp).

Court Litigation & Winding-Up 1 Court Docket on File

Judicial screening across Hong Kong court dockets and the Official Receiver's Office (ORO) identifies 1 public court docket(s) associated with this entity; confirmed no compulsory winding-up petitions (HCCW) on file.

Regulatory Disciplinary & Alert Lists Clean Record

Screen official gazettes, HKMA alert lists, TCSP disciplinary notices, SFC enforcement actions, and customs compliance lists. No negative enforcement records found.

Office & Address Verification Address Resolved

ROOM 1910, 19/F, LEE GARDEN ONE, 33 HYSAN AVENUE, CAUSEWAY BAY, HONG KONG

Statutory Office under Cap. 622 Need Registered Office & Secretary? →

IV. Corporate Statutory Dossier & Legal Status FAQ

Has NatWest Markets Securities Japan Limited ever changed its legal company name? What are its former registered names?

Yes. Companies Registry records show NatWest Markets Securities Japan Limited has 5 recorded legal name change(s): [COUNTY SECURITIES JAPAN LIMITED (effective 1986-06-24)], [COUNTY NATWEST SECURITIES JAPAN LIMITED (effective 1987-06-02)], [NATWEST SECURITIES JAPAN LIMITED (effective 1995-08-22)], [GREENWICH NATWEST SECURITIES JAPAN LIMITED (effective 1998-10-14)], [RBS SECURITIES JAPAN LIMITED (effective 2001-03-30)]. Recorded via Form NNC2 with unchanged corporate rights and obligations.