BUSINESS REGISTRATION NUMBER
BRN 38290710

GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED

國泰海通金融控股有限公司

Registry Verified: 2026-11-05

Jurisdiction: Hong Kong, China

GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED (國泰海通金融控股有限公司) is a Hong Kong corporation duly incorporated under the Companies Ordinance (Cap. 622), legally classified as a Private company limited by shares. Its official Company Registration Number (CR No. / CRN) is 1157693, and Business Registration Number (BRN) is 38290710. Incorporated on 2007-08-10, the entity has maintained continuous statutory operations for 19 years and 3 months, currently holding an active legal status of Live. The registered office is situated at ROOM 1506-08, 15/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. In its statutory filings, the latest Annual Return (Form NAR1) on record was filed on 2026-08-17 (annual 42-day statutory filing window: Aug 10 – Sep 21); a total of 28 statutory filings (spanning 2017–2026, latest filed on 2026-08-17) are indexed in the registry, comprising 6 Annual Return(s) (NAR1), 5 officer/secretary change notice(s) (ND2A), 5 Return(s) of Allotment (NSC1), 1 corporate name change filing(s) (NNC2), 2 charge release filing(s) (NM2/M2).

I. Corporate Profile & Statutory Registry Records

Official Chinese Name	國泰海通金融控股有限公司	Official English Name	GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED
Name Evolution （1 Former Name）	2007-08-10 Founding Incorp. Name 國泰君安金融控股有限公司GUOTAI JUNAN FINANCIAL HOLDINGS LIMITED Current Legal Name 國泰海通金融控股有限公司GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED
Company Reg No. (CRN)	1157693	Business Reg No. (BRN / UBI)	38290710 HK Unique Business ID · US IRS Form W-8BEN-E Foreign TIN
Incorporation Date	2007-08-10	Company Category	Private company limited by shares
Current Legal Status	Live	Statutory Filing Cycle	2027-08-10(2026 Return Filed)

Registered Office Address	ROOM 1506-08, 15/F, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONGExchange Square · Central · 1,757 Co-Located Entities →
Significant Controllers (SCR)	Statutorily maintained. To penetrate ultimate beneficial owners (UBO) and holding structures, please apply for a Due Diligence Report.

#	Filing Date	Document No.	Document Name	Pages	Tariff
1	2026-08-17	70006104235	NAR1 Annual Return (2026) (English)Latest Shareholders & Directors	13	HK$ 28
2	2026-08-07	23102573972	DOC Statutory Instrument / Charge Document (English)	1	HK$ 20
3	2026-08-07	23102573971	NM2 Notice of Satisfaction / Release of Specified Charge (English)	2	HK$ 33
4	2026-08-07	23102573970	DOC Statutory Instrument / Charge Document (English)	1	HK$ 20
5	2026-08-07	23102573969	NM2 Notice of Satisfaction / Release of Specified Charge (English)	2	HK$ 33
6	2026-03-27	23102521219	DOC Rectification of Typographical or Clerical Error in Registered Document (English)	3	HK$ 20
7	2026-03-04	22502564978	ND2B Notice of Change of Company Secretary and Director (Particulars) (English)	5	HK$ 20
8	2026-03-04	22502564977	DOC Rectification of Typographical or Clerical Error in Registered Document (English)	5	HK$ 20
9	2025-12-08	70005190891	A&A Articles of Association (A&A) (English)	32	HK$ 33
10	2025-12-08	70005190890	NAA1 Statutory Filing (English)	1	HK$ 33

III. Commercial Due Diligence & Regulatory Risk Screening

Cross-screened across 32 HK statutory regulators, court dockets & sanctions registers: 0 licences, 0 public litigation/HCCW records, 0 sanctions hits.

IV. Corporate Statutory Dossier & Legal Status FAQ

Has GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED ever changed its legal company name? What are its former registered names?

Yes. Companies Registry records show GUOTAI HAITONG FINANCIAL HOLDINGS LIMITED has 1 recorded legal name change(s): [GUOTAI JUNAN FINANCIAL HOLDINGS LIMITED (國泰君安金融控股有限公司) (effective 2007-08-10)]. Recorded via Form NNC2 with unchanged corporate rights and obligations.