Live (Active) 🛡️ Securities and Futures Commission (SFC) (Licence: ACB501) BRN (Business Reg No): 17054460 CR (Company Reg No): 0424827 📅 Operating for 33 Years

Southwest Securities (HK) Brokerage Limited

🕒 Record Updated: 1993-10-07
👁️ Due Diligence Inquiries: 0 Views
⚖️ Jurisdiction: Hong Kong SAR

Southwest Securities (HK) Brokerage Limited is a Hong Kong corporation duly incorporated and registered under the Companies Ordinance (Cap. 622) of the Hong Kong Special Administrative Region. Company Registration Number (CR): 0424827, Business Registration Number (BRN): 17054460. Legal Classification: Private Company Limited by Shares. Date of Incorporation: June 3, 1993 (Operating for 33 Years). Current Regulatory Status: Live (Active).

🛡️ 86hc Corporate Risk & Compliance Radar: ✓ 评级：AAA 极佳合规
🟢 Statutory Status: Active (Established 33 yrs)
🟢 Litigation Risk: Clear (0 filings)
🟢 Licence: Regulated Entity
🟡 Annual Return Cycle: Due Yearly
(Instant alerts on Director, UBO & Litigation filings)
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Automated real-time notifications via Enterprise WeChat when board members change, equity transfers occur, or court litigation/winding-up petitions are filed.

👥 Directors Registry 📊 Shareholders & UBO ⚖️ Court Litigation 📄 Annual Filings (NAR1)
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I. Corporate Registration Dossier & Official Registered Office

Companies Registry Records
Official Chinese Name — (No Chinese name registered) Official English Name Southwest Securities (HK) Brokerage Limited
Business Reg No. (BRN) 17054460 UBI Identifier Company Reg No. (CR) 0424827
Company Category Private Company Limited by Shares Incorporation Date 1993-06-03
Current Legal Status Live (Active) Statutory Filing Cycle Annual Return (Form NAR1) Due Every Year
Registered Office Address
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ROOM 1608, 16 FLOOR, CHINA RESOURCES BUILDING, 26 HARBOUR ROAD, WAN CHAI, HONG KONG
✓ Verified Hong Kong Registered Office under Cap. 622
Significant Controllers (SCR)
🏢 目标法团 Southwest Securities (HK) Brokerage Limited
👤 控股股东/最终受益人(UBO): 张** (持股比例: 75.00% · 香港居民身份证前缀: R188***)
👤 现任法定董事: 李** (委任日期: 2023-08-15 · 拥有完全法定签署权限)
🏢 现任法定秘书: ***** SECRETARIAL SERVICES LIMITED (TCSP 牌照备存)
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II. Official Statutory Registry Filings & Corporate Intelligence Retrieval

CR Reg No: 0424827 🛡️ Statutory Filing Index Verified (Cap. 622)
🎯 Tiered Corporate Intelligence & Statutory Dossier Solutions:
Instant PDF Extracts · High-Court Evidence Grade
📄 Statutory Filing Extract ¥28 起
✓ Latest Annual Return (NAR1) / NNC1 Incorporation Form
✓ Unlocks active directors, shareholders, and registered office
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⭐ 360° Due Diligence Report ¥99 ~ ¥198
✓ Full Dossier (NAR1+NNC1+M&A) + High Court Litigation Dockets
✓ 32 Statutory Regulators + UBO Penetration + AML Screening
📜 Practising CPA CTC Copy HK$300
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✓ Accepted by HSBC, Standard Chartered, Courts & Regulators
# Statutory Filing Document Name Category Filing Date Doc Ref No. Format Action
1
全套法定登记文件合辑 (NAR1 + NC1 + M&A 电子全本)
Full Dossier 2026-06-03 T0091923129 74 p. (PDF)
2
2026年度 周年申报表 (表格 NAR1)
Annual Return 2026-06-03 T0082144369 18 p. (PDF)
3
更改公司秘书及董事通知书 (委任/停任) (表格 ND2A)
Changes 2025-06-15 T0093042444 4 p. (PDF)
4
2025年度 周年申报表 (表格 NAR1)
Annual Return 2025-06-03 T0066475797 17 p. (PDF)
5
2024年度 周年申报表 (表格 NAR1)
Annual Return 2024-06-03 T0083488844 16 p. (PDF)
6
2023年度 周年申报表 (表格 NAR1)
Annual Return 2023-06-03 T0028922267 15 p. (PDF)
7
2022年度 周年申报表 (表格 NAR1)
Annual Return 2022-06-03 T0010479554 14 p. (PDF)
8
组织章程大纲及细则 (Memorandum & Articles of Association)
Annual Return 1993-06-03 T0031027436 32 p. (PDF)
9
成立为股份有限公司的申请书 (表格 NC1)
Incorporation 1993-06-03 T0068297389 18 p. (PDF)
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III. Judicial Litigation, Insolvency, Regulatory Licences & AML Sanctions Screening

✓ Multi-Source Statutory Cross-Check
🛡️ Statutory Licences (32 Regulators) ✓ Licensed Institution
香港证券及期货事务监察委员会 (SFC)
Licence No: ACB501
⚖️ Judicial Litigation & Winding-up ✓ Clear (0 Cases)
Full screening coverage across Court of Final Appeal, High Court, District Court, and Official Receiver compulsory winding-up petitions. 0 records found.
🌐 International AML & Sanctions ✓ PASS (Clear)
Automated screening across UN Security Council, US OFAC SDN, UK HMT, and EU consolidated financial sanctions lists. Compliant with HKMA & JFIU standards.
🏢 Registered Address & Office Hub 📍 Geo Verified
ROOM 1608, 16 FLOOR, CHINA RESOURCES BUILDING, 26 HARBOUR ROAD, WAN CHAI, HONG KONG
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IV. Statutory Due Diligence & Official Filing FAQ

✓ AI & Legal Knowledge Verified
❓ How to verify the current Directors and Shareholders of Southwest Securities (HK) Brokerage Limited?
Pursuant to the Companies Ordinance (Cap. 622), official director and shareholder records are maintained at the HKSAR Companies Registry. You can retrieve the latest Annual Return (NAR1) on 86hc.com to verify active directors, passport/ID prefixes, shareholding structure, and the registered corporate secretary.
❓ Does this company hold any specialized HKSAR statutory regulatory licences?
86hc.com cross-references 32 statutory regulatory databases in Hong Kong (including HKMA, SFC, Insurance Authority, Customs DPMS/MSO, TCSP Trust & Company Secretaries, AFRC, EAA, and Money Lenders). This entity is verified as a licensed institution.
❓ How to obtain a Practising CPA Certified True Copy (CTC) for international banking or litigation?
86hc.com provides expedited Certified True Copy (CTC) certification endorsed with the official signature and stamp of Practising Hong Kong Certified Public Accountants (CPA), meeting strict compliance standards of HSBC, Standard Chartered, Bank of China (HK), international courts, and stock exchanges.
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